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Product highlights

  • Designed to address the full range of asset management industry organizational models, products, and services
  • Customizable to each firm’s individual business model and insurance needs, and easily adaptable to the firm’s organizational changes
  • Provides ability to select a combination of coverage parts and elect a different retention or sublimit appropriate to each coverage part

Coverage features include

  • Allegations by clients for breaches of investment guidelines
  • Prospectus liability lawsuits against mutual fund directors, advisers, and service providers
  • Formal regulatory investigations into alleged trading violations
  • Allegations of failure to disclose risks or conflicts of interest
  • Fee-based lawsuits
  • Lawsuits for failure to perform due diligence in the selection and oversight of sub-advisers or outside funds
  • Alleged performance misrepresentations
  • Alleged improper valuation of fund assets
  • Allegations by pension fund clients of ERISA violations
  • Employment practices liability and fiduciary liability exposures, including employee discrimination, sexual harassment, and breach of fiduciary duty in managing their employee benefit plans

Target Clients

Full array of asset management firms and investment funds, including:

  • Investment advisers and consultants
  • Wealth management firms
  • Mutual funds, exchange traded funds, and closed-end funds
  • Hedge funds
  • Funds of funds
  • Real estate investment trusts (REITs)
  • Private real estate funds

Your contact

Major Accounts
T +41 76 434 77 83
E David Deana
Middle Market
T +41 79 231 02 90
E Stefan Wohl
T +41 76 557 81 67
E Fiorella Perrone