Investment Management Companies
Chubb Specialty Insurance

The world of investment management is experiencing extraordinary change – new services, new technologies, new legislation, new players. The competitive landscape is forcing innovation in every aspect of the business: how products and services are brought to market, how technology is leveraged, how expenses are managed and how human resource assets are deployed.

At the same time, with a prosperous economy investor satisfaction is at an all-time high. However, the cyclical nature of the market means that the tides can turn, leaving many investors disgruntled.

Insurance protection for the investment community has never been more important, and Chubb has responded with a suite of unique products and services to provide the coverage you need, including:

• Targeted to tenured mutual fund companies with a stellar track record, Investment Company Asset Protection (ICAP) provides protection against Errors and Omissions as well as Directors and Officers Liability for mutual fund companies, directors and officers, and past, present and future employees of all insured constituencies. The coverage can also be extended to provide entity coverage for the Fund’s Service Providers. (i.e. custodians, distributors, administrators, portfolio advisors and managers, transfer agents).
• Chubb also offers Investment Advisor E&O coverage. It is targeted to investment management companies and advisors with assets under management of less than $1 billion. The coverage is uniquely designed to meet the insurance needs of a range of Investment Advisors – the entity, qualified newly created or acquired subsidiaries, as well as past, present and future directors, officers and employees of the company.

ForeFrontTM by Chubb is an insurance solution designed to protect investment advisors with assets of less than $1 billion. A company wanting to insure diverse risks would normally have to purchase several policies and hope that a claim would not fall into the gaps in between. Whether a claim of negligent representation, mismanagement, wrongful termination, or excessive fees – ForeFrontTM offers a simple, integrated solution offering worldwide coverage through one simple application.

The issuance of any policy is subject to the approval and sole discretion of our underwriters. Like all insurance, there are limitations and exclusions which apply. This is provided as a general description of available coverage.